Mercer Advisors
Mercer Global Advisors Inc is a privately owned investment manager based in Santa Barbara, California, founded in 1985. The firm offers comprehensive wealth management services, including customized financial planning, investment strategies, retirement planning, estate planning, tax strategy and preparation, and trustee services. It caters to a diverse clientele, ranging from high-net-worth individuals and families to institutions, corporations, charitable organizations, and government entities. Mercer Advisors specializes in developing tailored financial solutions that address the unique needs of each client, managing investments across global public equity and fixed income markets. The firm focuses on dividend-paying stocks for equity investments and prioritizes investment-grade fixed-income instruments and high-yield bonds for its fixed income portfolio.
Top Stages
Past deals in Investment Banking
Chapel & Collins
Acquisition in 2024
Chapel & Collins is a professional services firm specializing in comprehensive wealth management. They provide tailored financial planning, investment management, and risk mitigation strategies to help clients preserve, grow, and transfer their multigenerational wealth. Additionally, they offer specialized services for corporate retirement planning.
Kades & Cheifetz
Acquisition in 2024
Kades & Cheifetz is an independent Registered Investment Advisor, specializing in customized investment and wealth management services. Based in Philadelphia and Florida, the firm caters to individuals and families, offering a range of services including cash flow analysis, college savings planning, employee benefits optimization, estate planning, insurance review, and retirement planning. Their approach emphasizes building long-term client relationships by tailoring portfolios and financial strategies to each client's unique needs and goals.
River Glen Wealth Counselors
Acquisition in 2024
River Glen Wealth Counselors is an investment management and advisory firm that specializes in providing comprehensive financial planning and investment advice tailored for business owners, corporate executives, and professionals. The firm offers a range of services, including retirement planning, tax strategy, estate planning, asset protection, and investment management. River Glen Wealth Counselors is committed to delivering these services with a focus on authenticity, transparency, adaptability, and accountability, aiming to enhance the financial well-being of its clients.
Brighton Financial Planning
Acquisition in 2023
Brighton Financial Planning, Inc. is a financial services firm based in Clinton, New Jersey, founded in 1984. The company specializes in comprehensive financial planning and investment advisory services tailored for individuals and small businesses. Its offerings include discretionary investment management, financial coaching, asset monitoring, retirement planning, and estate planning. Brighton Financial Planning aims to enhance clients' financial well-being by providing strategic guidance in investment management and coordinated financial services, including insurance and tax planning.
Steward Wealth Management
Acquisition in 2023
Steward Wealth Management is a professional services firm specializing in wealth management. They offer a broad range of services, including investment management, financial planning, and family office services, tailored to help affluent individuals and families preserve and grow their wealth over the long term. The company stands out for its independent, objective advice, backed by Nobel prize-winning research and institutional trading strategies. Additionally, Steward Wealth Management uniquely integrates the expertise of an in-house CPA and attorney, providing clients with comprehensive, tax-efficient solutions.
Mallard Financial Partners
Acquisition in 2023
Mallard Financial Partners is an investment service company based in Newark, Delaware, established in 1996. The firm specializes in investment management and financial planning services, catering to a diverse clientele that includes individuals, families, small businesses, trusts, and nonprofits throughout the United States. The executive management team is responsible for overseeing the management of the firm's assets, ensuring tailored financial strategies to meet the unique needs of their clients.
Day & Ennis
Acquisition in 2023
Day & Ennis is a financial services firm that offers a comprehensive range of wealth management solutions for individuals and businesses. The company specializes in investment advisory, insurance, tax planning, estate planning, retirement planning, and overall financial planning services. By providing tailored financial and investment advice, as well as performance and risk management, Day & Ennis aims to help its diverse clientele achieve their financial objectives and secure their financial futures.
Empyrion Wealth Management
Acquisition in 2023
Empyrion Wealth Management is an investment management firm that specializes in providing financial planning, retirement, and wealth management services. The firm focuses on serving families, women in transition, and retirees, offering a range of services that include tax planning, education expenses planning, retirement income and withdrawal strategies, cash flow management, and asset management. Empyrion aims to help its clients maximize returns while minimizing risk and volatility through broad diversification across multiple asset classes and international markets.
Vintage Financial Services
Acquisition in 2022
Vintage Financial Services is a financial advisory firm that specializes in wealth management and investment management for private individuals across the United States. The company offers a range of services, including pension lump sum analysis, retirement planning, financial planning, and income tax preparation. Vintage Financial Services aims to provide clients with an unbiased and proactive approach to achieving a secure retirement, ensuring that individuals receive personalized advice tailored to their financial needs.
Regis Management Company
Acquisition in 2022
Regis Management Company is an independent wealth management firm catering primarily to ultra-high net worth individuals, multigenerational families, and foundations. They specialize in customized investment strategies across marketable securities, alternative investments, and private investments, aligning with clients' complex, multi-generational financial objectives. The company offers comprehensive services including tax consulting, return preparation, tax efficiency planning, philanthropy advice, and world-class client service, aiming to provide clients with a holistic understanding of their financial situation and help them achieve their goals efficiently.
Starks Financial Group
Acquisition in 2022
Starks Financial Group is a financial services company that specializes in providing personalized financial planning and investment management services. The firm caters to a diverse client base, including women, retirees, same-sex couples, those who prefer to delegate financial decisions, and socially responsible investors. Starks Financial Group offers a range of services such as investment management, retirement planning, estate planning, and comprehensive financial advisory support, all aimed at helping clients achieve their personal and financial objectives.
Bivin & Associates
Acquisition in 2022
Bivin & Associates is an investment advising firm based in Ponca City, Oklahoma, specializing in financial solutions and consultation. The company offers a range of services, including asset and wealth management, financial planning, and professional investment management. Bivin & Associates is committed to tailoring unique investment strategies and comprehensive financial plans to meet the specific needs of its clients, ensuring a personalized approach to estate planning and financial growth.
Berkson Asset Management
Acquisition in 2022
Berkson Asset Management is an independent financial advisory firm that specializes in providing financial planning and professional investment management services to individuals and business owners. The firm offers a comprehensive range of services, including retirement planning, tax planning, estate planning, and wealth management. By focusing on these areas, Berkson Asset Management aims to help clients effectively pursue their financial goals and achieve long-term financial stability.
Fure Financial
Acquisition in 2022
Fure Financial is a wealth management firm that provides a range of financial services to private individuals, families, trusts, and businesses. The company specializes in investment management and personalized financial planning, focusing on retirement and estate planning, tax minimization, and purchase and sale analysis. Additionally, Fure Financial offers risk management and philanthropic counseling, aiming to help clients optimize their investments and achieve their financial goals. Through its comprehensive approach, the firm addresses various aspects of financial and business planning, ensuring that clients receive tailored solutions for their unique needs.
Sanford Advisory Services
Acquisition in 2022
Sanford Advisory Services is a financial planning firm located in Portage, Michigan. The company specializes in providing a range of services that include financial assessment, corporate employee benefits, asset management, and retirement benefits management. Additionally, Sanford Advisory offers expertise in distribution and estate planning, catering to both companies and individuals. Through its comprehensive approach, the firm aims to assist clients in navigating their financial needs and achieving their long-term goals.
Convergent Wealth Management
Acquisition in 2022
Convergent Wealth Management is a full-service investment advisory firm dedicated to helping clients sustain and build their wealth. The company specializes in a range of financial services, including investment management, estate planning, college planning, risk management, tax advice, and business services. It caters to working professionals, entrepreneurs, small business owners, and individuals approaching retirement, positioning itself as a lifelong financial partner that provides guidance and tailored financial planning and investment strategies to meet the diverse needs of its clients.
Wrenn Financial Strategies
Acquisition in 2022
Wrenn Financial Strategies is dedicated to delivering top-tier financial planning and investment management services to its clients. The firm employs an ensemble team approach, leveraging the expertise of three CERTIFIED FINANCIAL PLANNER™ professionals along with other skilled team members. Wrenn caters primarily to high-net-worth individuals and corporate clients, offering a range of services including comprehensive financial planning, focused planning, retirement readiness, and investment management. These services are designed to help clients achieve their unique financial goals and needs.
HawsGoodwin Wealth
Acquisition in 2022
HawsGoodwin Wealth is a financial planning and investment management firm based in Franklin, Tennessee. The company specializes in guiding individual investors, families, trusts, and corporate clients in managing their wealth effectively. HawsGoodwin Wealth focuses on protecting capital, growing wealth, and optimizing tax strategies, ensuring that its clients make informed investment and financial decisions rooted in comprehensive financial planning. Through its tailored approach, the firm aims to help clients achieve their financial freedom and navigate the complexities of wealth management.
Cordasco Financial Network
Acquisition in 2022
Cordasco Financial Network is a financial advisory firm that specializes in providing comprehensive financial planning and retirement services to individuals, families, and businesses. The firm focuses on helping clients achieve financial success through a range of services, including investment management, insurance solutions, retirement analysis, tax optimization, and cash flow management. By offering tailored guidance, Cordasco Financial Network assists clients in making informed financial decisions that align with their personal and familial goals.
ACG Wealth
Acquisition in 2021
ACG Wealth is a wealth management firm that focuses on providing financial services to high-net-worth individuals, families, and their businesses. The company offers a range of services, including active investment management, life access, insurance assessment, online investing with human guidance, and retirement plan advisory. ACG Wealth is dedicated to delivering transparent and personalized financial support tailored to the specific needs of its clients.
Miller Advisors
Acquisition in 2021
Miller Advisors is a wealth management firm that specializes in offering comprehensive financial solutions to high-net-worth individuals, families, and businesses. The company provides a wide range of services, including retirement strategies, investment management, financial planning, and legacy planning. Additionally, Miller Advisors addresses unique client needs through services such as family business planning, divorce planning, and elder care. By focusing on both immediate and long-term financial goals, Miller Advisors aims to create tailored money management plans that support its clients' diverse objectives.
AFI Wealth Strategies
Acquisition in 2021
AFI Wealth Strategies is a wealth management firm based in Green Bay, Wisconsin, specializing in services for high-net-worth individuals, families, and their businesses. The firm adopts a team-based approach to financial planning, ensuring a comprehensive range of expertise that surpasses what a single advisor can provide. AFI Wealth Strategies offers a variety of services, including financial and business planning, institutional consultation, longevity planning, sustainable investing, portfolio management, and the development of tailored wealth strategies. By focusing on personalized solutions, the firm assists clients in optimizing their investments and making informed financial decisions.
Pinnacle Wealth Solutions
Acquisition in 2021
Pinnacle Wealth Solutions is a financial services firm founded in 1985 by G. Carl Mahler, Jr., CFP®. The company specializes in comprehensive wealth management and advisory services tailored for high net worth individuals, families, business owners, corporate executives, and charitable organizations. Pinnacle Wealth Solutions is dedicated to empowering clients to achieve their financial goals and live fulfilling lives. The firm offers a range of services, including retirement planning, tax planning, insurance planning, education planning, and investment and asset management. By providing personalized solutions, Pinnacle Wealth Solutions aims to foster financial freedom and help clients navigate their everyday financial needs while planning for their futures.
Rowland Carmichael Advisors
Acquisition in 2021
Rowland Carmichael Advisors, Inc. is an investment advisory firm based in Scottsdale, Arizona, established in 1988. The firm specializes in providing comprehensive wealth management services to high net worth individuals, pension plans, charitable organizations, and corporations. It employs a variety of investment strategies, including high dividend, balanced, and aggressive growth approaches, focusing on stocks and bonds. Additionally, Rowland Carmichael Advisors offers a range of planning services, including estate, retirement, education, and tax planning. The firm has developed a strong reputation for its retirement plan services tailored to corporate clients. As of January 2021, Rowland Carmichael Advisors operates as a subsidiary of Mercer Global Advisors Inc., continuing to manage assets under the guidance of its executive management team.
Personal Financial Advisors
Acquisition in 2020
Personal Financial Advisors is a wealth management firm based in Covington, Louisiana, specializing in comprehensive financial planning and investment management services. The company caters primarily to mass affluent and high net worth clients, offering tailored solutions designed to help individuals and families achieve their financial goals. By combining expertise in planning and wealth management, Personal Financial Advisors aims to provide clients with personalized strategies that address their unique financial situations and aspirations.
M.J. Smith and Associates
Acquisition in 2020
M.J. Smith and Associates is a financial planning and investment management firm that specializes in creating tailored financial and life plans for its clients. The firm offers a range of services including retirement planning, estate planning, risk management, and portfolio design and monitoring. By focusing on the unique circumstances of each client, M.J. Smith and Associates aims to support their clients' aspirations and goals, guiding them towards making strategic long-term investment decisions. As a subsidiary of Mercer Global Advisors Inc., the firm is committed to providing comprehensive financial solutions that reflect the individual needs and objectives of its clientele.
First Ohio Planning
Acquisition in 2020
First Ohio Planning, LLC is a financial services company based in Columbus, Ohio. As a subsidiary of Mercer Global Advisors Inc., it specializes in providing asset management and financial management services. The company offers a range of business programs tailored to meet the needs of its clients. Through its expertise, First Ohio Planning aims to help individuals and businesses effectively manage their financial assets and achieve their financial goals.
Republic Wealth Advisors
Acquisition in 2019
Republic Wealth Advisors, LLC is a registered investment advisory firm based in Austin, Texas, founded in 2001. The company specializes in providing investment management and wealth management advisory services tailored to the needs of individuals, families, and institutions. Operating as a fee-only firm, Republic Wealth Advisors emphasizes personalized financial strategies, ensuring that clients receive bespoke advice and solutions to meet their unique financial goals.
Sage Future Financial
Acquisition in 2019
Sage Future Financial, LLC, established in 2009 and based in Albuquerque, New Mexico, is an independent wealth management firm offering fee-only financial planning services. The company serves around 45 high net worth households, managing approximately $100 million in assets. Its comprehensive suite of services includes investment management, retirement planning, tax planning, estate planning, college funding strategies, and legacy planning.
Dragon Financial Group
Acquisition in 2019
Dragon Financial Group is a private investment firm located in San Mateo, California, and operates as a subsidiary of Mercer Advisors Inc. The firm specializes in providing comprehensive financial planning and investment management services. Its offerings encompass wealth management, bookkeeping, investment strategy, insurance services, and tax services. By catering to entrepreneurs, individuals, and businesses, Dragon Financial Group aims to empower clients to take control of their finances and achieve their financial objectives, whether short, medium, or long-term.
Bell Wealth Management
Acquisition in 2018
Bell Wealth Management Inc., a subsidiary of Mercer Advisors Inc., is a registered investment adviser that specializes in comprehensive wealth management for affluent and high-net-worth clients. With over 20 years of experience, the firm employs a disciplined, academic approach to investment management, which helps clients navigate behavioral and environmental challenges. This methodology enables high-net-worth individuals and multi-generational families to effectively protect, grow, and steward their financial resources, ultimately aiding them in achieving their financial goals.
FIM Group
Acquisition in 2018
FIM Group has served clients as a global investment manager and financial planner since 1984. Their mission is to ensure that their clients have the resources they need to support the quality of life they desire. They believe in long-term investing that adopts a disciplined investment process. They emphasize protecting and sustaining their clients' wealth every bit as much as growing their assets.
Traust Sollus Wealth Management
Acquisition in 2018
Traust Sollus Wealth Management is a boutique firm specializing in wealth management services for high net worth individuals. The company focuses on sophisticated financial planning, investment management, and tax planning strategies to assist clients in making informed financial decisions. By offering tailored services that include financial planning, investment advisory, tax planning and filing, as well as insurance strategies, Traust Sollus aims to help clients optimize their wealth and enhance cash flow. The firm's personalized approach is designed to meet the unique financial needs of its clients while maximizing their financial outcomes.
GFS Private Wealth
Acquisition in 2018
GFS Private Wealth is a wealth management firm that focuses on delivering comprehensive investment and life-planning solutions to affluent individuals and families. The company offers a diverse range of services, including investment management, financial planning, family office services, and estate and tax management. By aligning financial decisions with clients' personal goals, GFS Private Wealth aims to simplify the complexities of wealth management, enabling clients to sustain and grow their long-term wealth effectively.
Ray Mignone & Associates
Acquisition in 2017
Ray Mignone & Associates is a financial services firm based in Little Neck, New York, specializing in financial planning and investment management. The company provides a range of services, including retirement planning, estate planning, tax planning, and strategic portfolio management. By delivering customized portfolios tailored to each client's needs, Ray Mignone & Associates aims to help clients optimize their wealth and achieve their financial objectives. With a focus on individualized service, the firm endeavors to guide clients through the complexities of financial decision-making to secure their financial future.
Blue Moon Wealth Advisory
Acquisition in 2017
Blue Moon Wealth Advisory LLC, founded in 2014 and based in Bellevue, Washington, is a provider of comprehensive investment advisory and wealth management services. As a subsidiary of Mercer Advisors Inc. since 2017, the firm focuses on affluent investors, offering tailored financial planning that extends beyond portfolio management. Their services include detailed retirement planning, tax strategy analysis through the review of tax returns, and estate planning to facilitate smooth generational transitions. Additionally, Blue Moon provides specialized guidance for executive clients on stock option management and assists small business owners with succession planning. The firm emphasizes strong engagement with clients and their families to ensure a holistic approach to wealth management.
Wealth Design Services
Acquisition in 2017
Wealth Design Services Inc. is a financial planning firm based in Rochester, New York, established in 2004. The company specializes in offering a comprehensive suite of services designed to meet the financial needs of individuals and families. These services include investment management, estate planning, cash flow management, tax planning minimization, benefit analysis, and insurance planning. By integrating these various aspects of financial planning, Wealth Design Services aims to help clients protect their assets and maximize their wealth, providing them with confidence in their financial futures. As of July 2017, Wealth Design Services operates as a subsidiary of Mercer Advisors Inc.
Novos Planning Associates
Acquisition in 2017
Novos Planning Associates is a New York City-based investment advisory firm that provides a range of financial services. The company specializes in offering wealth management, financial planning, and pension consulting services. Additionally, Novos Planning Associates delivers portfolio management services tailored to meet the diverse needs of its clients.
Fabian Wealth Strategies
Acquisition in 2016
Fabian Wealth Strategies, Inc. is a registered investment advisory firm that operates as a subsidiary of Mercer Advisors Inc. The firm is managed by Doug Fabian and specializes in providing investment advisory services, with a particular focus on exchange-traded funds. Fabian Wealth Strategies combines asset management with investor education, aiming to deliver effective wealth management solutions to its clients. The firm is dedicated to helping clients navigate their investment options and achieve their financial goals through a personalized approach to wealth management.
Pegasus Advisors
Acquisition in 2016
Pegasus Advisors, LLC is a financial advisory firm based in Dallas, Texas, that offers a comprehensive range of services to individual and business clients. Founded in 2000, the firm specializes in financial goal planning, risk management, estate planning, tax planning and preparation, portfolio analysis, investment allocation, retirement planning, cash flow planning, education funding, and business planning. Pegasus Advisors aims to provide tailored financial solutions to help clients achieve their financial objectives. In 2016, the firm became a subsidiary of Mercer Advisors Inc., expanding its capabilities in delivering personalized financial advice and ongoing consultation.
Tufton Capital Management
Tufton Capital Management, LLC, established in 1995, is an employee-owned investment management firm based in Hunt Valley, Maryland. It provides personalized investment services to a diverse range of clients, including high net worth individuals, institutions, and retirement plans. The firm manages equity and balanced portfolios, primarily investing in large-cap U.S. stocks and fixed income markets. Tufton employs a combination of fundamental and quantitative analysis for its investments, benchmarking performance against the S&P 500 Index. In addition to investment management, the firm offers 401(k) advisory and trust administration services.
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