EP Wealth Advisors
EP Wealth Advisors, Inc. is an employee-owned investment management firm based in Torrance, California, with additional offices in several major cities. Founded in 1985, the firm primarily serves high net worth individuals but also provides services to charitable organizations, trusts, estates, corporations, and pension plans. EP Wealth Advisors offers a comprehensive range of financial services, including investment advisory, financial planning, and wealth management. The firm invests in public equity, fixed income, and alternative markets globally, focusing on various sectors such as staples, energy, financials, healthcare, and real estate. Its fixed income portfolio encompasses investment-grade corporate securities, mortgage-backed securities, and municipal fixed income. Employing a blend of technical and fundamental analysis, the firm develops customized investment strategies to meet clients’ specific goals while managing risk. EP Wealth Advisors emphasizes the use of both in-house and external research to enhance its investment decision-making process.
Top Stages
Past deals in Investment Banking
NBS Financial Services
Acquisition in 2025
NBS Financial & Insurance Services Inc., operating as NBS Financial Services, Inc., is an employee-owned investment advisory firm based in Westlake Village, California. Founded in 1981, the company specializes in wealth management services, which encompass investment, estate, tax, and retirement planning, as well as insurance services. NBS Financial Services caters to a diverse clientele that includes high net worth individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm manages client-focused equity and balanced portfolios, primarily investing in the U.S. public equity markets. NBS employs both quantitative and qualitative analyses to identify growth and value stocks and also invests in mutual funds. The firm emphasizes in-house research to inform its investment strategies.
Alphamark Advisors
Acquisition in 2025
AlphaMark Advisors is a financial services firm that offers personalized investment strategies, wealth management, and comprehensive financial planning to its clients. They specialize in assisting individuals and families navigate significant life transitions, such as retirement, with tailored advice. Additionally, they provide expertise in small business financial services.
Criterion Capital Advisors
Acquisition in 2025
Criterion Capital Advisors is a wealth management firm that caters to individuals and families. It offers a range of services, including investment management, financial planning, tax planning, retirement planning, and risk management. The company takes a personalized approach, tailoring strategies to each client's unique financial situation.
Executive Wealth Management
Acquisition in 2025
Executive Wealth Management, LLC is an employee-owned investment advisory firm based in Brighton, Michigan, with additional offices in several nearby cities. The firm specializes in providing wealth management and advisory services to a diverse clientele, including individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, government entities, corporations, and estates. Executive Wealth Management focuses on investment management, financial and retirement planning, taxes, and legal services, ensuring that clients' investments are managed with professional discipline and sound principles. By employing a combination of fundamental and technical analysis, the firm aims to achieve and sustain its clients' wealth through strategic investments in public equity and fixed income markets.
Foothills Financial Planning
Acquisition in 2023
Foothills Financial Planning is a fee-only financial planning and investment management consultancy based in Phoenix, Arizona. The firm specializes in providing a comprehensive suite of services, including investment analysis, asset allocation, portfolio management, risk management, retirement planning, and estate planning. By focusing on personalized financial strategies, Foothills Financial Planning aims to assist clients in making informed decisions that align with their individual goals and interests.
Marble Capital
Acquisition in 2023
Marble Capital is a fund manager that specializes in providing capital solutions tailored for multifamily developers. The company focuses on the rental housing market and offers comprehensive investment advisory services. By addressing various aspects of the capital stack, Marble Capital supports real estate finance and multifamily operations, ensuring that developers have the necessary resources to succeed in their projects.
Resolute Financial George
Acquisition in 2023
Resolute Financial is an investment management firm that specializes in providing comprehensive financial planning and advisory services for a fixed fee. The company focuses on addressing a wide range of financial questions and challenges faced by clients, offering long-term financial planning that includes retirement, tax, estate, and education planning. By aligning financial strategies with individual circumstances, Resolute Financial aims to enhance client success through informed decision-making.
NewFocus Financial Group
Acquisition in 2021
NewFocus Financial Group is an independent, fee-based Registered Investment Advisory firm that focuses on delivering comprehensive financial planning and investment management services. The company serves a diverse clientele, including wealthy individuals and families, business owners, trusts, and retirement and pension plans. NewFocus Financial Group is dedicated to assisting clients in building, maintaining, and preserving their wealth through tailored financial strategies and expert guidance.
The Insight Group
Acquisition in 2020
The Insight Group is a wealth management service that caters to high-net-worth families, foundations, endowments, and institutions. The company focuses on maximizing clients' wealth through scientific portfolio construction, low-cost implementation, tax efficiency, and the use of advanced technology. By tailoring its services to the specific needs of affluent clients, The Insight Group aims to provide effective and efficient wealth management solutions.
Personal Financial Consultants
Acquisition in 2019
Personal Financial Consultants, Inc. is an independent fee-only financial planning and investment management firm based in Lafayette, California. Acquired by EP Wealth Advisors, Inc. in 2019, the firm specializes in creating holistic and comprehensive financial plans tailored to the unique needs of individuals and families. With a focus on personalized advisory services, Personal Financial Consultants provides clients with a range of financial planning and investment management solutions, ensuring that their financial goals are met through careful and strategic guidance.
Pathlight Investors
Acquisition in 2019
Pathlight Investors, LLC is a financial advisory firm based in Phoenix, Arizona, specializing in personalized and integrated investment solutions for individuals and families. As a subsidiary of EP Wealth Advisors, Inc., it is dedicated to providing tailored financial guidance to meet the unique needs of its clients. The company focuses on delivering comprehensive advisory services aimed at helping clients achieve their financial goals through effective investment strategies.
Donnelly Wealth Advisors
Acquisition in 2018
Donnelly Wealth Advisors is an independent registered investment advisory firm founded by Richard “Rich” Donnelly in 1997. The firm specializes in providing a wide range of financial advisory services tailored to meet the unique needs of its clients. These services include financial life planning, investment analysis and management, retirement planning, cash flow analysis, budgeting, legacy and estate planning, tax planning, risk management, stock option analysis, insurance consultation, corporate benefits consulting, family business consulting, and employee benefit plan consulting. Donnelly Wealth Advisors emphasizes a holistic approach to wealth management, integrating clients' financial strategies with their broader life goals and objectives.
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