Lovell Minnick Partners

FortisPay offers thier clients thier extensive industry experience along with unparalleled customer service. They don’t just “talk the talk,” their representatives have backgrounds in retail, hospitality, medical, automotive, restaurants, and more. They share their knowledge, making sure you have the perfect payment system your business requires.

Broadstone provides pensions, employee benefits, actuarial and investment services advice to small and medium sized employers, pension scheme trustees and individual pension scheme members. its team is passionate about understanding its clients needs and achieving the very best results through clear, concise, cost effective, and comprehensive advice. It offers independent trusteeship through our sister company, 2020 Trustees, which is a leading independent corporate trustee.

oneZero is a technology firm that offers a range of financial services to its users. oneZero’s range of services include liquidity distribution, arms broker analytics, and asset class expansion. Furthermore, it provides its clients with MT4 and 5 liquidity bridge, hosting, and platform solutions. oneZero was founded in 2009 by Andrew Ralich and is based in Massachusetts.

Cohen & Company is after passionate pursuit of new design opportunities for the clients. The main focus is toward uncovering game-changing accounting, tax and business opportunities, which means that the Cohen company goes beyond the standard advising beyond numbers. The managing staff at Cohen Company along with Dr Jack Cohen is dedicated to work even on small details all in favor to enhance clients’ profitability. The Cohen & Company encompasses exceptional, nationally recognized technical excellence. All the benefits offered by the organization are one of a kind no competitors are able to match them. The managing team provides the clients with analyses, strategies and opportunities to help their business make maximum profits.

Americana Partners is an independent wealth advisory firm based in Houston, Texas, established in 2019. The company specializes in providing tailored financial planning and investment management services to a select group of families and individuals, including patriarchs, matriarchs, executives, business owners, and entrepreneurs. Americana Partners focuses on helping clients simplify the management of their substantial wealth while prioritizing capital preservation and alternative investment strategies. The firm fosters strategic connectivity among its clients, facilitating introductions within their personal and professional networks. This approach creates unique investment opportunities, such as private placements and direct deals, allowing clients to co-invest with peers who share similar lifestyle and legacy goals. As a Registered Investment Adviser, Americana Partners is committed to serving the specific needs of its clientele.

ACU-Serve Corp. is an outsourcing company specializing in healthcare services, including home medical equipment (HME), durable medical equipment (DME), infusion outsourcing, and auditing services. In addition to these offerings, ACU-Serve develops revenue cycle management software tailored for healthcare providers. Their comprehensive suite of services encompasses revenue recovery, accounts receivable management, consulting, compliance, cash posting, and analytics. These services are designed to reduce claim denials, streamline claims processing, and enhance revenue collection for healthcare organizations.

S&S Health is a sophisticated line of administrative facilities offering health plans, insurance and claims processing services.

Founded in 1996 as a network support company, Net at Work provides a full range of IT services and solutions, including accounting and CRM software, custom application development, document management, and information security services. Partnerships with proven technology leaders, including Sage Software, Microsoft, Citrix, and Cisco, allow Net at Work to deliver a range of unbiased, integrated solutions that bring its clients every competitive advantage possible.

Definiti is a retirement services firm based in Houston, Texas, specializing in providing a range of retirement solutions. The company offers services such as 401(k) plan design, retirement plan consulting, and pension outsourcing. By focusing on these areas, Definiti aims to facilitate effective retirement planning for employees, ensuring they have access to reliable and comprehensive retirement options.

London & Capital is a specialist wealth and asset management firm founded in 1986 by Daniel Freedman and Richard Leigh, who sought to offer a more personalized approach to individual investors. Unaffiliated with any large financial institutions, the company prioritizes the unique needs and goals of its clients, focusing on wealth preservation through prudent investment strategies. By taking the time to understand each client's aspirations, London & Capital provides tailored advice and investment options, ensuring that clients receive dedicated service from specialists in various financial areas. The firm intentionally limits its client base to foster strong, personalized partnerships, allowing for a deeper understanding of each client's complex financial requirements beyond mere monetary considerations. Through careful financial planning and clear reporting, London & Capital helps clients navigate their investment journeys while aiming for both preservation and growth of their assets.

STP Investment Services, a collaborative partner providing scalable, transparent, middle and back office solutions to investment managers, funds, and plan sponsors, has won the 2018 Philadelphia CEO Report Velocity 50 Awards. The Velocity 50 Awards are CEO Report’s most prestigious awards program of the year, honoring the region’s fastest growing companies. This award demonstrates STP Investment Services determination, dedication, and drive. The winners were recognized at an awards dinner which was held tonight at the Ballroom at the Ben in Center City, Philadelphia.

Warner Pacific is a general agency serving insurance brokers from custom quote preparation to post-sale support. They offer to help grow their business. They provide services in the health insurance industry.

HWM servicing and compliance solutions support offshore and onshore funds, partnerships, private equity, vehicles, retail funds, and regulated financial firms. It is a investor and regulatory services technology provider. An online inquiry form is available on their website.

UniversalCIS has grown to be one of the largest national providers of mortgage services, lending services, and tri-merge credit reports by consistently providing the industry’s best-in-class integrated technology solutions with top customer service.

DashCMA is a software company based in Los Angeles, California, founded in 2018, that specializes in comparative market analysis tools for real estate agents. The platform transforms local multiple listing service data and market information into visually engaging graphs and streamlined CMA presentations. By focusing on the most relevant data points, DashCMA enables agents to facilitate meaningful pricing discussions with clients efficiently, reducing the time required for analysis from hours to mere minutes. Its modern approach to traditional CMA processes seeks to enhance the effectiveness of real estate transactions by providing clear and concise information.

FortisPay offers thier clients thier extensive industry experience along with unparalleled customer service. They don’t just “talk the talk,” their representatives have backgrounds in retail, hospitality, medical, automotive, restaurants, and more. They share their knowledge, making sure you have the perfect payment system your business requires.

Pathstone Federal Street offers asset management, financial planning, property management, estate planning, financial reporting and risk management services, helping clients create, manage and preserve wealth.

Billhighway is a cloud-based system designed for non-profit organizations that combines payment processing, banking and accounting solutions together in one system allowing for straight-through financial processing. With the time, money and resources you will save by using Billhighway, you’ll be able to spend more time advancing your non-profit organization’s mission rather than managing your finances. As a single, integrated platform, the Billhighway system enables straight-through processing of all financial aspects of a transaction. For your organization, this means significant reductions in the time lost on inefficient processes, and better data for tactical, operational and strategic decision-making. Billhighway's financial solution consolidates multiple local bank accounts into a single operating account, using multiple virtual accounts. This simplified approach allow funds to be routed directly to cash accounts in real-time, creating separate accounts for national and local revenue centers, supporting native A/R and A/P functions. The platform was designed for due & fee based organizations, such as non-profits and is configured to match the organizations specific accounting structures (Chart of Account, Cash vs. Accrual, etc.). Billhighway meets Generally Accepted Accounting Principles (GAAP) to enable successful annual audits and offers tools for budgeting and success planning. Improving your group's financial health and operational efficiency is what we are all about.

Charles Taylor Limited is a UK-based provider of professional services and technology solutions tailored for the insurance market across various regions, including the Americas, Asia Pacific, Europe, the Middle East, and Africa. The company operates through three main segments: Management Services, Adjusting Services, and Insurance Support Services. Its Management Services division offers outsourced management for underwriting, claims, reinsurance, and loss prevention, alongside regulatory compliance and investment management. The Adjusting Services segment specializes in loss adjusting for sectors such as aviation, energy, marine, and property and casualty, while also providing marine average adjusting and technical support. Additionally, the Insurance Support Services segment encompasses a wide array of professional and technical support, including outsourced insurance support and specialty risk management. Founded in 1884 and headquartered in London, Charles Taylor is dedicated to delivering technology-enabled solutions to its clients, facilitating the effective management of complex insurance claims and operations.

Inside Real Estate is a technology agency focused on the real estate sector. The company provides a software-as-a-service (SaaS) platform designed for residential real estate agents and brokers, offering tools for lead generation, customer management, and integrated real estate customer relationship management (CRM). Additionally, Inside Real Estate features a performance analytics system and transaction management integrations, enabling users to effectively source, convert, and manage their clientele. Through its cloud-based solutions, the company aims to enhance the operational efficiency and marketing capabilities of real estate professionals.

oneZero is a technology firm that offers a range of financial services to its users. oneZero’s range of services include liquidity distribution, arms broker analytics, and asset class expansion. Furthermore, it provides its clients with MT4 and 5 liquidity bridge, hosting, and platform solutions. oneZero was founded in 2009 by Andrew Ralich and is based in Massachusetts.

ATTOM Data Solutions is a leading provider of comprehensive property data, serving various industries such as real estate, mortgage, insurance, and marketing. The company aggregates and manages an extensive range of data, including property tax, deed, mortgage, foreclosure, environmental risk, and neighborhood information, covering over 155 million residential and commercial properties across the United States. This data, which represents 99 percent of the nation's population, undergoes a rigorous validation and enhancement process to ensure accuracy and consistency. ATTOM assigns a unique identifier to each property record, known as the ATTOM ID. The company's extensive data warehouse supports innovation and informed decision-making in a data-driven economy, offering flexible delivery solutions including bulk file licenses and property data APIs. Additionally, ATTOM has developed a cloud-based data platform to streamline data management, providing clients with enhanced accessibility to property information.

SRS Acquiom Inc. specializes in providing shareholder representation, payments administration, and escrow investment services to facilitate post-closing activities in private mergers and acquisitions (M&A). The firm offers a comprehensive range of services, including dispute resolution, entity management, deal analytics, and online payment administration through its Acquiom|Clearinghouse platform, which streamlines disbursements of merger proceeds to shareholders. Additionally, SRS Acquiom provides enhanced escrow solutions that help manage the complexities of M&A transactions, ensuring liquidity and reducing risks associated with indemnification claims. With a focus on efficiency, SRS Acquiom has successfully managed over 600 transactions valued at $95 billion, serving a diverse clientele that includes venture capital and private equity firms, investors, and business owners. Founded in 2013 and headquartered in San Francisco, SRS Acquiom aims to modernize outdated M&A processes, delivering faster, more economical solutions to its clients.

National Auto Care, established in 1984, specializes in providing vehicle finance and insurance (F&I) products tailored for the automobile industry. The company focuses on developing innovative F&I solutions that enhance consumer value and satisfaction, thereby helping automotive dealers boost their F&I penetration. In addition to its product offerings, National Auto Care provides comprehensive administration, training, and marketing support services to a diverse range of partners, including independent agents, insurance companies, financial institutions, and auto manufacturers. Recognized for its excellence, the company has received a Gold Dealer's Choice Award for its F&I products and has been acknowledged as a Top Workplace, reflecting its commitment to quality and employee satisfaction.

Tortoise is a leader in essential assets and income investing. Through its registered advisers, Tortoise provides investors access to differentiated active and passive investment solutions and market insights and had $20.2 billion assets under advisement as of September 30, 2017 .

CenterSquare Investment Management is a real asset investment management firm that specializes in both listed and private equity real estate, as well as listed infrastructure investments. As a subsidiary of BNY Mellon, the company operates with a commitment to aligning its interests with those of its clients, partners, and employees. Headquartered in suburban Philadelphia, CenterSquare also has regional offices in Los Angeles and international presence in London and Singapore. The firm actively manages investments for institutional investors and high net worth individuals across global markets, focusing on enhancing the performance and resilience of their investment portfolios through strategic, research-driven approaches.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Omni Healthcare is a financial service company founded in 2002 in Huntersville, North Carolina, that focuses on assisting medical providers and uninsured personal injury patients. The company aims to enhance the patient base for healthcare facilities while improving their cash flow by purchasing and servicing outstanding medical lien receivables. Omni Healthcare provides funding for essential medical treatments, including physical therapy, surgery, chiropractic care, pain management, and diagnostic services. By offering pre-settlement advances, the company addresses the financial challenges faced by individuals who lack health insurance, thereby facilitating access to necessary medical care during critical times.

Trea Asset Management is an independent asset management firm based in Barcelona and Madrid, focusing on both traditional and alternative investment strategies for institutional clients. The company is registered with the CNMV, the Spanish financial regulator, and holds a European Passport, allowing it to manage a range of funds, including UCITS, SICAVs, unit-linked products, and alternative investments across Spain, Ireland, and Luxembourg. By providing customized asset management services, Trea aims to enhance investment returns and client satisfaction, positioning itself as a provider of innovative financial products tailored to meet the specific needs of its clients.

Foreside Financial is a financial services company that specializes in the fields of regulatory compliance, fund CCO compliance, alternative investment compliance, and consulting solutions. Its services include fund, broker-dealer and advisor compliance services, distribution consulting, and legal underwriting.

Currency is an innovative online financing platform that facilitates credit loans for businesses, particularly in the heavy equipment and machinery sectors. Established in response to the challenges faced by companies during the Great Recession, Currency streamlines the approval and funding processes by providing a comprehensive financial picture from the outset of the application. This technology not only connects lenders with borrowers but also ensures a smooth buying experience for customers by enabling timely payments to sellers. Through its efforts, Currency has successfully supported businesses with over $500 million in loans, making it a vital resource for companies seeking equipment financing at competitive rates.

Engage is a recent amalgamation of 5 leading service provider organizations to the global loyalty, recognition and incentive communities for over 25 years. Headquartered in the Greater Toronto Area, Engage is a white label technology incubator that delivers enterprise applications across the globe. Engage was recently ranked on Canada’s Fastest Growing Companies list, with offices in Australia, Canada, Italy, UK and the USA.

Trea Asset Management is an independent asset management firm based in Barcelona and Madrid, focusing on both traditional and alternative investment strategies for institutional clients. The company is registered with the CNMV, the Spanish financial regulator, and holds a European Passport, allowing it to manage a range of funds, including UCITS, SICAVs, unit-linked products, and alternative investments across Spain, Ireland, and Luxembourg. By providing customized asset management services, Trea aims to enhance investment returns and client satisfaction, positioning itself as a provider of innovative financial products tailored to meet the specific needs of its clients.

Currency is an innovative online financing platform that facilitates credit loans for businesses, particularly in the heavy equipment and machinery sectors. Established in response to the challenges faced by companies during the Great Recession, Currency streamlines the approval and funding processes by providing a comprehensive financial picture from the outset of the application. This technology not only connects lenders with borrowers but also ensures a smooth buying experience for customers by enabling timely payments to sellers. Through its efforts, Currency has successfully supported businesses with over $500 million in loans, making it a vital resource for companies seeking equipment financing at competitive rates.

Foreside Financial is a financial services company that specializes in the fields of regulatory compliance, fund CCO compliance, alternative investment compliance, and consulting solutions. Its services include fund, broker-dealer and advisor compliance services, distribution consulting, and legal underwriting.

J.S. Held is a global consulting firm that offers a range of technical, scientific, financial, and strategic services across various sectors, including aerospace, food, healthcare, government, and real estate. The firm specializes in areas such as property damage, safety, engineering, forensic accounting, and water restoration consulting. J.S. Held serves as a trusted advisor to organizations facing high-stakes challenges that require urgent attention and expertise. Its professionals provide clear and thorough analyses to help clients navigate complex and often contentious situations, enabling them to realize value and mitigate risk effectively.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Worldwide Facilities, established in 1970, is a national insurance wholesale broker and managing general agent. The company specializes in providing insurance brokerage services tailored to various sectors, including healthcare, hospitality, legal, marine, and manufacturing. Their team of insurance specialists has access to a wide range of domestic and international specialty insurance markets, allowing them to offer comprehensive solutions such as property, casualty, workers' compensation, and personal and life health insurance. With satellite offices in major metropolitan areas across the United States, including Chicago, Phoenix, Atlanta, St. Louis, and Houston, Worldwide Facilities is committed to delivering effective insurance solutions to meet the diverse needs of its clients.

LSQ helps businesses better manage their cash flow to make the most of whatever they’ve earned. Offering invoice financing and supply chain finance solutions, LSQ provides clients with a simple, secure, and honest funding experience. LSQ blends human insights with the analytical power of technology to develop products that give customers the means to accelerate the flow of business. LSQ, headquartered in Orlando, Florida, has helped 1000s of companies access more than $25 billion in its 20+ years in business. Learn more about our solutions at https://www.lsq.com.

Keane is the leader in unclaimed property communications, compliance, and consulting services in the country. No other firm offers our complete suite of services. From customized communication programs and data analysis to in-depth consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched. The Keane Organization and Venio, LLC – the two leading unclaimed property companies in America – joined forces in December of 2010 to become the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane’s consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation’s best communications, compliance and consulting services at your disposal.

Kanaly Trust Company is a privately owned investment management firm based in Houston, Texas, founded in 1975. The firm specializes in providing financial planning, wealth management, and trusts and estate planning services primarily to high net worth individuals, estates, and families. It manages and advises over $2 billion in assets, focusing on client-centered equity and fixed income portfolios. Kanaly Trust invests in the public equity, fixed income, and real estate markets within the United States. The firm is known for its personalized approach to managing and planning financial affairs, guided by an experienced executive management team.

TriState Capital Holdings, Inc. is the bank holding company for TriState Capital Bank, which offers a range of commercial and private banking services to middle-market businesses and high-net-worth individuals in the United States. The bank operates in two primary segments: Bank and Investment Management. It provides various deposit products, including checking accounts, money market accounts, and certificates of deposit, along with services such as insured cash sweeps. TriState Capital also extends a variety of loans secured by cash, securities, or real estate, as well as commercial and industrial loans. Additionally, the bank offers treasury management services, liquidity solutions, and both equity and fixed income advisory services tailored to ultra-high-net-worth clients and institutional investors. Its investment management division includes capital market services and specialized investment products. The company is headquartered in Pittsburgh, Pennsylvania, with additional offices in Cleveland, Philadelphia, Edison, and New York. Incorporating in 2006, TriState Capital has established itself as a key player in the financial services sector.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

Mercer Global Advisors Inc is a privately owned investment manager based in Santa Barbara, California, founded in 1985. The firm offers comprehensive wealth management services, including customized financial planning, investment strategies, retirement planning, estate planning, tax strategy and preparation, and trustee services. It caters to a diverse clientele, ranging from high-net-worth individuals and families to institutions, corporations, charitable organizations, and government entities. Mercer Advisors specializes in developing tailored financial solutions that address the unique needs of each client, managing investments across global public equity and fixed income markets. The firm focuses on dividend-paying stocks for equity investments and prioritizes investment-grade fixed-income instruments and high-yield bonds for its fixed income portfolio.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

361 Capital LLC is a boutique alternative asset management firm based in Denver, Colorado, specializing in the management of hedge funds and alternative investment portfolios for high net worth individuals, investment companies, and charitable organizations. Founded in 2001, the firm creates and manages a range of investment products, including equity and balanced mutual funds, with a focus on strategies such as multi-strategy, market neutral, long-short equity, and managed futures. 361 Capital employs a combination of fundamental, quantitative, and behavioral analysis in its investment approach, targeting small-cap, mid-cap, and large-cap stocks, as well as fixed income and alternative investments. The firm enhances its research capabilities through a strategic partnership with Lighthouse Partners, aiming to deliver innovative investment solutions that address the unique needs of its clients. By providing strategic insights and personalized service, 361 Capital helps investors navigate an increasingly complex market landscape. As of April 2021, 361 Capital operates as a subsidiary of Hamilton Lane Incorporated.

Dahlman Rose & Company, LLC is a research-driven investment bank focused on transportation, infrastructure, and industries that compose the global supply chain. The Company provides institutional sales and trading, equity and fixed income research, mergers and acquisitions advisory, and underwriting services. Dahlman Rose is headquartered in New York and has offices in Boston, Houston, and San Francisco.

Commercial Credit Group is an independent specialty finance company that provides secured loans and leases for commercial and industrial equipment. The Company’s primary customers are small and mid-sized businesses in the transportation, waste management, and construction industries.

Keane is the leader in unclaimed property communications, compliance, and consulting services in the country. No other firm offers our complete suite of services. From customized communication programs and data analysis to in-depth consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched. The Keane Organization and Venio, LLC – the two leading unclaimed property companies in America – joined forces in December of 2010 to become the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane’s consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation’s best communications, compliance and consulting services at your disposal.

HD Vest Financial Services provides financial solutions to individuals, families, and small businesses. It offers a wide array of services including securities, insurance, money management services, and banking solutions. The company creates opportunities for tax professionals and independent financial advisors to build and expand successful financial services practices that serve a growing need among investors seeking a holistic approach to wealth management. HD Vest Financial Services was founded in 1983 and is headquartered in Irving, Texas.

TriState Capital Holdings, Inc. is the bank holding company for TriState Capital Bank, which offers a range of commercial and private banking services to middle-market businesses and high-net-worth individuals in the United States. The bank operates in two primary segments: Bank and Investment Management. It provides various deposit products, including checking accounts, money market accounts, and certificates of deposit, along with services such as insured cash sweeps. TriState Capital also extends a variety of loans secured by cash, securities, or real estate, as well as commercial and industrial loans. Additionally, the bank offers treasury management services, liquidity solutions, and both equity and fixed income advisory services tailored to ultra-high-net-worth clients and institutional investors. Its investment management division includes capital market services and specialized investment products. The company is headquartered in Pittsburgh, Pennsylvania, with additional offices in Cleveland, Philadelphia, Edison, and New York. Incorporating in 2006, TriState Capital has established itself as a key player in the financial services sector.

First Allied Securities is a Consulting company.

Seaside National Bank & Trust, founded in 2006 and headquartered in Orlando, Florida, specialized in private and commercial banking services. The bank offered a range of financial products, including checking and savings accounts, certificate of deposit accounts for minors, home and mortgage loans, as well as debit and credit cards. Additionally, it provided risk and treasury management services, along with wealth management and insurance products. As of its last reporting period, Seaside National Bank & Trust generated net revenues of $45.5 million and net earnings of $7.3 million. On July 1, 2020, the bank was acquired by United Community Banks, marking a significant transition in its operational structure.

Mercer Global Advisors Inc is a privately owned investment manager based in Santa Barbara, California, founded in 1985. The firm offers comprehensive wealth management services, including customized financial planning, investment strategies, retirement planning, estate planning, tax strategy and preparation, and trustee services. It caters to a diverse clientele, ranging from high-net-worth individuals and families to institutions, corporations, charitable organizations, and government entities. Mercer Advisors specializes in developing tailored financial solutions that address the unique needs of each client, managing investments across global public equity and fixed income markets. The firm focuses on dividend-paying stocks for equity investments and prioritizes investment-grade fixed-income instruments and high-yield bonds for its fixed income portfolio.

Kroll is a leading independent provider of risk and financial advisory solutions, with a team of over 6,500 professionals worldwide. The company has a nearly 100-year history of delivering expertise in risk management, governance, transactions, and valuation. Kroll offers a range of services including valuation, corporate finance, disputes and investigations, compliance, and regulatory advisory, catering to law firms, government entities, private equity firms, and hedge funds. By leveraging unique insights, data, and technology, Kroll helps clients navigate complex challenges and make informed decisions, ultimately enabling them to maintain a competitive advantage in their respective industries. The firm is committed to partnering with clients and communities, guided by its core values.

ClariVest Asset Management LLC is an asset management firm majority-owned by its employees. They market their investment services to institutional clients, including corporate and public pension plans, foundations, endowments, and Taft-Hartley clients worldwide. Their company is founded on the idea that clarity in the investment process is critical to maintaining strong performance and client relationships. They believe that success is dependent upon several factors, the most important of which is a disciplined investment strategy with a talented, experienced team of people to execute it.

ALPS provides customized asset servicing and asset gathering solutions to the Financial services community through an entrepreneurial culture based on the commitment to “Do Things Right.” Founded in 1985, ALPS continues to actively promote all of its various business segments, from asset servicing through ALPS Fund Services,Inc. to asset gathering through ALPS Distributors, Inc. and ALPS Advisors, Inc. Headquartered in Denver, with offices in Boston, New York, Seattle, and Toronto, ALPS, a wholly-owned subsidiary of DST Systems, Inc., today represents more than 500 employees, over 250 clients, and an executive team that has been in place for more than 20 years.

Leerink Partners is a prominent investment banking firm founded in 1995 and headquartered in Boston, Massachusetts. Specializing in the healthcare sector, the firm offers a range of services including mergers and acquisitions, initial public offerings, debt financing transactions, and various equity offerings. With a focus on biopharmaceuticals, medical devices, diagnostics, and healthcare services, Leerink Partners leverages its extensive knowledge and experience to assist clients in achieving their strategic and capital market objectives. The firm partners with companies that are at the forefront of innovation in healthcare, helping them navigate complex financial landscapes.

Seaside National Bank & Trust, founded in 2006 and headquartered in Orlando, Florida, specialized in private and commercial banking services. The bank offered a range of financial products, including checking and savings accounts, certificate of deposit accounts for minors, home and mortgage loans, as well as debit and credit cards. Additionally, it provided risk and treasury management services, along with wealth management and insurance products. As of its last reporting period, Seaside National Bank & Trust generated net revenues of $45.5 million and net earnings of $7.3 million. On July 1, 2020, the bank was acquired by United Community Banks, marking a significant transition in its operational structure.

PlanMember is committed to helping individual investors access high quality retirement planning services and investment choices, so they can prepare to live the life they dream of in retirement. Headquartered in Carpinteria, California, just south of Santa Barbara, PlanMember is a full service retirement and investment firm with a single focus. Their well-known industry expertise and solid infrastructure have led to a new phase of growth and success. Thousands of members, hundreds of registered representatives, and a growing national network of employers are all part of the PlanMember family.

ALPS provides customized asset servicing and asset gathering solutions to the Financial services community through an entrepreneurial culture based on the commitment to “Do Things Right.” Founded in 1985, ALPS continues to actively promote all of its various business segments, from asset servicing through ALPS Fund Services,Inc. to asset gathering through ALPS Distributors, Inc. and ALPS Advisors, Inc. Headquartered in Denver, with offices in Boston, New York, Seattle, and Toronto, ALPS, a wholly-owned subsidiary of DST Systems, Inc., today represents more than 500 employees, over 250 clients, and an executive team that has been in place for more than 20 years.

UNX is an independent trading technology firm and agency broker that specializes in providing electronic trading solutions and services tailored for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which helps traders optimize their operations and find best execution opportunities while minimizing market impact and reducing transaction costs. UNX offers a range of products, including the Catalyst Portal, an electronic trading platform designed for equities and portfolio trading that supports both sell-side and buy-side clients. This broker-neutral execution management system streamlines multi-broker trading workflows and is built on advanced Microsoft technology for flexibility and scalability. Additionally, UNX provides various trade execution services, including direct market access and program trading, alongside trading tools like MetaBook for intelligent order routing and FLEXStream for consolidated market data.

PowellJohnson, Inc. (“PowellJohnson”) is a Nashville, Tennessee-based high-end fee-based retail brokerage firm with 54 employees. PowellJohnson’s financial advisors offered a full suite of investment, retirement, and wealth planning solutions to their affluent clients. PowellJohnson was formed in August 2002 by former executive management team members of J.C. Bradford & Co. (“Bradford”) including the CEO, the Head of Investment Strategy, the Chief Information Officer, and several members of the retail senior management team.

Berkeley Capital Management LLC (“Berkeley”) is a California-based registered investment advisor managing over $1.2 billion in assets for both institutional and individual investors. Berkeley currently employs 17 full time employees, six based in San Francisco and eleven based in Los Angeles.

Stein Roe Investment Counsel LLC (SRIC) is one of the largest US-based independent investment counseling firms.

UNX is an independent trading technology firm and agency broker that specializes in providing electronic trading solutions and services tailored for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which helps traders optimize their operations and find best execution opportunities while minimizing market impact and reducing transaction costs. UNX offers a range of products, including the Catalyst Portal, an electronic trading platform designed for equities and portfolio trading that supports both sell-side and buy-side clients. This broker-neutral execution management system streamlines multi-broker trading workflows and is built on advanced Microsoft technology for flexibility and scalability. Additionally, UNX provides various trade execution services, including direct market access and program trading, alongside trading tools like MetaBook for intelligent order routing and FLEXStream for consolidated market data.

Kroll is a leading independent provider of risk and financial advisory solutions, with a team of over 6,500 professionals worldwide. The company has a nearly 100-year history of delivering expertise in risk management, governance, transactions, and valuation. Kroll offers a range of services including valuation, corporate finance, disputes and investigations, compliance, and regulatory advisory, catering to law firms, government entities, private equity firms, and hedge funds. By leveraging unique insights, data, and technology, Kroll helps clients navigate complex challenges and make informed decisions, ultimately enabling them to maintain a competitive advantage in their respective industries. The firm is committed to partnering with clients and communities, guided by its core values.

Atlantic Asset Management LLC is a registered investment advisor based in Stamford, Connecticut, overseeing approximately $4.4 billion in assets. Founded in 1992, the firm specializes in core and specialized fixed income strategies, catering primarily to a diverse range of U.S. institutional clients. These clients include public and private pension funds, labor unions, foundations, endowments, and corporations. Atlantic provides comprehensive investment advisory services, which encompass fund risk management, high yield bond management, and various investment strategies. The firm is recognized as one of the larger independent U.S. asset management companies, focusing on fixed income, asset allocation, and alternative investment strategies.

Centurion Capital Group, Inc. ("Centurion"), now merged into an asset management arm of Genworth Financial Inc., was a market-leader in wholesaling mutual fund based wrap services to commission-based brokers within financial planning sector through a group of related and integrated companies. Centurion Capital Management was a California-based, nationally-registered investment advisor, and Centurion Trust Company was an Arizona-based custodial banking institution providing exclusive custody services to Centurion Capital Management.

AssetMark is a provider of comprehensive wealth management and technology solutions tailored for independent financial advisers and their clients. The company delivers an end-to-end experience that encompasses nearly all aspects of an adviser's engagement with clients, from initial consultations to ongoing financial planning discussions. This includes performance reporting and billing services. Additionally, AssetMark's platform equips advisers with tools and capabilities to efficiently manage their daily business activities, allowing them to focus more on meaningful interactions with investors. Through its offerings, AssetMark seeks to enhance the effectiveness and efficiency of financial advisers in delivering personalized wealth management services.