Bergen Asset Management

Bergen Asset Management, LLC is a New York-based global asset management firm that specializes in equity investments in high-growth publicly traded and private companies, with a primary focus on markets outside the United States. The firm adopts a sector-agnostic approach, allowing it to explore a diverse range of industries. However, it particularly favors sectors that demonstrate the potential for above-market medium-term appreciation, reflecting its strategic investment philosophy.

Cory Burns

CFO and COO

Petre Norton

Principal

Past deals in Australasia

Titanium Sands

Post in 2022
Titanium Sands explores for mineral properties, with a focus on developing heavy mineral sand resources that are high-grade, high-value, and easily mineable. Its primary project is the Mannar Island Heavy Mineral Sands Project in Sri Lanka, covering approximately 204 square kilometers.

Linius Technologies

Post in 2022
Linius Technologies Limited is an Australian company focused on developing innovative technology products and software solutions. Founded in 2011 and based in South Yarra, it has created the patented Video Virtualization Engine, which revolutionizes traditional video by converting large, static files into agile, interactive virtual video. This transformation allows users to manipulate and manage video content dynamically, enhancing its accessibility and utility. The Video Virtualization Engine is compatible with major cloud platforms, including Amazon Web Services, Microsoft Azure, and IBM Cloud, positioning Linius at the forefront of the growing demand for video virtualization technologies. The company aims to unlock significant value in various markets, addressing challenges such as anti-piracy, intelligent video search, security applications, and personalized advertising. By exposing the underlying data of video files, Linius seeks to provide content owners and service providers with new tools to improve video management and delivery across the internet, where video constitutes a substantial portion of online traffic.

RedFlow

Post in 2021
RedFlow Limited, established in 2005 and based in Brisbane, Australia, specializes in the development, manufacturing, and sale of zinc-bromine flowing electrolyte battery modules (ZBMs). The company offers two key products: ZBM2, an energy storage system with a 10 kilowatt-hour (kWh) capacity, and ZCell, a home and office energy storage system also with 10kWh capacity. RedFlow's batteries are renowned for their sustainability and versatility, serving diverse applications such as telecommunications, commercial and industrial, grid-scale, and residential sectors. Notably, RedFlow was one of the first companies to install fully operational and functional ZBMs.

First Graphene

Post in 2021
First Graphene is an advanced materials company producing graphene and graphene nanoplatelets under the PureGRAPH brand for use in concrete, elastomers, fire retardant coatings, textiles, energy storage, and coatings and inks. Graphene is exfoliated from high-grade Sri Lankan graphite. Applications include concrete strengthening, battery electrode materials, conductive inks and sensors, and moisture barriers in thermoset composites. The business also pursues research and development and related corporate services, and is headquartered in Henderson, Australia.

Leigh Creek Energy

Post in 2021
Leigh Creek Energy Limited is an Australian energy company based in Adelaide, focused on the exploration and development of coal and synthesis gas, including methane, hydrogen, and carbon monoxide. The primary emphasis of the company is the Leigh Creek Energy project, located north of Adelaide in South Australia. Formerly known as Marathon Resources Limited, the company rebranded in August 2015. Additionally, Leigh Creek Energy is involved in various energy markets and has initiatives related to carbon-neutral production, particularly in the manufacturing of urea fertilizer, which is essential for agricultural crop production. The company also engages in oil and gas activities, positioning itself within the wider energy sector.

Sayona Mining

Post in 2020
Sayona Mining is a mineral exploration and development company focused on lithium and graphite projects in Australia and Canada. Its primary project is the advanced-stage Authier Lithium Project located in Quebec, Canada.

Nanoveu

Post in 2020
Nanoveu specializes in developing and commercializing nanoimprint science applications, focusing on enhancing visual experiences through technology. Their flagship product, EyeFly3D, enables smartphone users to convert 2D content into immersive 3D. Additionally, they offer EyeFyx, a vision correction solution for age-related farsightedness. Nanoveu also produces Nanoshield, an antiviral protector for mobile devices and other surfaces using nanotechnology.

Altech Batteries

Post in 2020
Altech Batteries is a specialty battery technology company focused on advancing high purity alumina (HPA) products and battery materials coatings. It commercializes the CERENERGY sodium chloride solid-state battery project for grid storage and develops Silumina Anodes, a coating technology that enhances lithium-ion battery capacity by incorporating high-purity alumina-coated silicon and graphite in the anode. The company is developing a 4,000 tonnes-per-year HPA plant at the Tanjung Langsat Industrial Complex in Johor, Malaysia, with feedstock sourced from its kaolin deposit in Meckering, Western Australia. The business operates four segments: Silumina Anodes, CERENERGY, HPA, and Corporate.

Alba Mineral Resources

Convertible Note in 2020
Alba Mineral Resources is a natural resources exploration company with primary interests in graphite, ilmenite, gold, and base metals. It operates projects across the United Kingdom, Ireland, Greenland, and Australia.

PepinNini Lithium

Post in 2018
PepinNini Lithium is an exploration company based in Kent Town, Australia, that specializes in the development and discovery of mineral deposits, primarily focusing on lithium, nickel, gold, copper, and cobalt. The company holds 100% interests in significant projects, including the Salta project in Argentina, which encompasses 11 leases covering 23,796 hectares in Salta Province. Additionally, it possesses two granted exploration licenses and eight applications in the Musgrave Province of South Australia, spanning approximately 14,003 square kilometers. Founded in 2002, PepinNini Lithium aims to identify and advance major mineral resources in strategically located areas, emphasizing lithium in Argentina and nickel-copper in Australia.

Halo Food

Private Equity Round in 2017
Halo Food, through its subsidiary Keytone Dairy Corporation Limited, is a manufacturer and exporter of dairy, health, and wellness products based in New Zealand and Australia. The company offers a diverse range of powdered milk nutritional products, including whole and skim milk powders, as well as specialty items like colostrum and kiwifruit milk powders, marketed under the KeyDairy brand. Additionally, it produces health supplements for skin care and natural beauty under the KeyHealth and FaceClear brands. Keytone also provides contract manufacturing and packaging services for various nutrition products and food service items, including yoghurt and ice cream powder blends. Its products are distributed to retailers, distributors, and industrial clients, with exports reaching markets in Asia, Australia, and the European Union. Founded in 2011 and headquartered in Christchurch, Keytone aims to establish itself as a leader in the dairy and nutrition industries while promoting its commitment to high-quality, sustainable production from New Zealand.

Aquabotix Technology

Convertible Note in 2016
Aquabotix Technology Corporation designs, develops, manufactures, and sells unmanned underwater vehicles, operating primarily in the United States and Australia. The company is recognized for its innovative SwarmDiver, a micro-sized hybrid unmanned underwater and surface vehicle, which serves a variety of applications including intelligence and reconnaissance, harbor management, port security, and hydrographic surveys, particularly for the defense sector. Aquabotix has established a strategic cooperation with Thales and is noted for its advancements in remote-operated vehicle (ROV) technology, particularly the ROV/AUV hybrid models like HydroView and HydroView Professional. These vehicles are designed for ease of use, allowing operators to become proficient in a short period without extensive training. Aquabotix's products are deployed in over 30 countries, backed by a warranty and customer support commitment. Founded in 2011 and headquartered in Fall River, Massachusetts, the company leverages its expertise in marine technology to lead in the development of underwater inspection and exploration solutions.

DroneShield

Funding Round in 2016
DroneShield is a global provider of counter-UAS solutions that develops and sells hardware and software to detect and defeat unmanned systems and protect people, organizations and critical infrastructure. Headquartered in Sydney, it serves customers in the United States, the United Kingdom, Australia and other international markets. Its portfolio includes drone detection and countermeasure systems such as DroneGun Tactical and DroneGun MkIII, DroneSentinel, DroneSentry and DroneSentry-X, DroneCannon RW and DroneNode, and monitoring platforms such as DroneShield Complete, along with RF-based detection devices RfPatrol and RfZero. Solutions are used by defense agencies, airports, utilities, ports and other critical infrastructure owners, as well as intelligence, national security and law enforcement entities, prisons, stadiums and event venues, media production sites, and real estate owners including hotels and offices. The company distributes through a network of distributors and direct relationships with customers. Founded in 2014, DroneShield combines engineering and physics expertise with defense and aerospace experience to provide multi-mission counter-UAS security.

xTV

Convertible Note in 2016
xTV Networks Limited, established in 2011 and based in Nedlands, Australia, specializes in providing a next-generation media platform. The company enables organizations to combine their video assets with their audience, creating an engaging brand experience across both big and small screens. xTV's solution allows for real-time content deployment and increased media consumption, without the need for additional devices or applications.

AnteoTech

Post in 2016
AnteoTech Limited is an Australian biotechnology company focused on developing, commercializing, and manufacturing innovative products in the life sciences research, in vitro diagnostics, energy, and medical device sectors. The company’s key technologies include AnteoCoat, which enhances lithium-ion batteries, and AnteoBind, designed for use in point-of-care and in vitro diagnostics, as well as the broader life sciences market. AnteoTech is also involved in the production and distribution of COVID-19 antigen testing kits. In addition to its proprietary products, the company has established collaboration agreements with partners such as Axxin to enhance its testing capabilities. Founded in 1995 and headquartered in Eight Mile Plains, Australia, AnteoTech was previously known as Anteo Diagnostics Limited until its name change in November 2019.

DroneShield

Debt Financing in 2015
DroneShield is a global provider of counter-UAS solutions that develops and sells hardware and software to detect and defeat unmanned systems and protect people, organizations and critical infrastructure. Headquartered in Sydney, it serves customers in the United States, the United Kingdom, Australia and other international markets. Its portfolio includes drone detection and countermeasure systems such as DroneGun Tactical and DroneGun MkIII, DroneSentinel, DroneSentry and DroneSentry-X, DroneCannon RW and DroneNode, and monitoring platforms such as DroneShield Complete, along with RF-based detection devices RfPatrol and RfZero. Solutions are used by defense agencies, airports, utilities, ports and other critical infrastructure owners, as well as intelligence, national security and law enforcement entities, prisons, stadiums and event venues, media production sites, and real estate owners including hotels and offices. The company distributes through a network of distributors and direct relationships with customers. Founded in 2014, DroneShield combines engineering and physics expertise with defense and aerospace experience to provide multi-mission counter-UAS security.
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