Peak 6

PEAK6's first tech-based solution was developed in 1997 to optimize options trading and, over the past two decades, the same formula has been used across a range of industries, asset classes, and business stages to consistently deliver superior results. Today, PEAK6 seeks transformational opportunities to provide capital and strategic support to entrepreneurs and forward-thinking businesses, helping to unlock potential and activate what is into what ought to be. PEAK6's core brands include PEAK6 Capital Management, Apex Clearing, National Flood Services, and Evil Geniuses.

David Budworth

Partner

Dan Perper

CEO

Past deals in Investment Banking

Dub

Series A in 2025
Dub is a platform that bridges the gap between retail and professional investors through social finance and copy trading, enabling users to mirror portfolios managed by experienced investment managers or hedge funds, build and share their own portfolios, and access investment ideas from asset management experts; it operates with an affiliated broker-dealer registered with the SEC and FINRA to facilitate the trading of copied portfolios.

Stockal

Series A in 2022
Stockal is a platform for cross-border savings and investments that offers a global investing experience across mature capital markets. The platform supports investing across borders, multi-currency banking, and international payments, enabling investors, banks, fintechs, and edtech firms to manage portfolios, track performance, and identify investing themes and opportunities.

Bambu

Series B in 2019
Bambu is a prominent digital wealth technology provider that focuses on developing and marketing digital wealth solutions for financial institutions. Founded in 2016 and headquartered in Singapore, the company offers its products under the brand names Intelligent Advisor, White-Label Robo, and Portfolio Builder. Bambu's cloud-based platform utilizes proprietary algorithms and machine learning tools to simplify saving and investing for clients. The company caters to various sectors, including banking, family offices, insurance, and asset management, serving over 20 financial institutions globally. In addition to its Singapore headquarters, Bambu has a subsidiary in the United Kingdom and the United States, along with representatives in the EMEA region. By leveraging advanced technology, Bambu enables its clients to provide personalized investment advice and create tailored portfolios for their customers.

RobustWealth

Venture Round in 2017
RobustWealth LLC is a financial technology company based in Lambertville, New Jersey, with additional offices in Denver, Colorado, and Woodside, California. As a subsidiary of Principal Innovations, Inc., RobustWealth specializes in providing a comprehensive digital wealth management platform tailored for investment advisors and community banks. The platform integrates various features into a cohesive suite, allowing advisors to streamline their practices and enhance client interactions. By offering a full technology stack, investment services, and business automation solutions, RobustWealth aims to optimize the operational efficiency and effectiveness of financial advisors in managing their clients' needs.
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