Stifel Financial

True Anomaly is focused on enhancing space security and resilience by developing advanced technologies at the intersection of spacecraft, software, and autonomy. The company aims to create a secure and sustainable space environment for the United States and its allies by designing, building, and selling solutions that address the challenges of space security. Their fully integrated technology platform combines training and simulation tools, sophisticated spacecraft manufacturing capabilities, and autonomous systems. This approach seeks to revolutionize space security and stability while offering innovative mission and software solutions to the commercial space market.

B. Riley Employee Advisors provides financial advisory services that assist organizations in navigating complex business challenges. The company focuses on delivering tailored financial solutions that align with strategic objectives and address board-level concerns. By leveraging industry expertise, B. Riley Employee Advisors helps clients optimize their financial strategies and enhance decision-making processes. The firm is committed to facilitating effective communication and collaboration among stakeholders, ensuring that clients receive relevant insights to support their business goals. Through its comprehensive approach, B. Riley Employee Advisors positions itself as a valuable resource for companies seeking to improve their financial performance and operational efficiency.

Miru Smart Technologies, formerly Click Materials, is a venture-backed advanced materials university spin-off based in Vancouver, BC. Our cutting-edge fabrication process, based on over 10 years of academic and industrial research, reimagines traditional thin film production and is expected to offer unique performance benefits with low manufacturing costs. Miru is taking this technology through strategic partnerships in the residential, commercial, and automotive sectors.

Alpaca Real Estate uses a seasoned institutional investing team and Alpaca's reputation for innovation to produce alpha in an opportunistic real estate strategy.

Bryan, Garnier & Co. is an independent investment bank based in Paris, France, established in 1996. The firm specializes in providing a range of financial services, including equity research, sales, trading, and capital raising, both private and public, as well as mergers and acquisitions. Focused on growth sectors, it serves clients in technology, healthcare, consumer, and business services. Bryan, Garnier & Co. has continuously expanded its expertise and geographical reach to better meet the needs of its clients, positioning itself as a key player in the European investment banking landscape.

Overhaul is a supply chain integrity solutions company that provides a real-time visibility and management platform tailored for the logistics industry. The platform integrates various data sources into a single, transparent view, allowing shippers to monitor and manage shipments effectively. By employing a situational analysis engine, Overhaul transforms data into actionable insights, enabling users to swiftly implement corrective actions related to temperature control, handling requirements, and package-level tracking. This comprehensive approach ensures that cargo arrives at its destination safely, undamaged, and on time, facilitating compliance and enhancing the efficiency of global transportation operations.

Torreya Partners is a boutique corporate finance advisory firm based in New York City, specializing in the life sciences sector, particularly pharmaceuticals, biotechnology, medical technology, and diagnostics. Founded in 2007, the firm offers a range of services including mergers and acquisitions, corporate sales, divestitures, structured transactions, fairness opinions, licensing, private equity placements, and business valuations. Torreya Partners is recognized for its expertise in navigating complex financial transactions within the life sciences industry, making it a trusted advisor for companies seeking to enhance their strategic positions and achieve growth.

ACXIT Capital Partners is an investment and advisory firm based in Frankfurt, Germany, founded in 1999. The firm specializes in providing a range of services, including mergers and acquisitions, capital raising advisory, general financial advisory, restructuring, debt advisory, and strategic advisory. ACXIT serves various industries, such as internet and media, software and information technology, mobile and telecommunications, healthcare and pharmaceuticals, retail and consumer goods, real estate, and general industries. In July 2022, ACXIT Capital Partners was acquired by Stifel Financial Corp.

Monarch Mining is a fully integrated mining company that specializes in gold projects. It owns four advanced properties, which include the Beaufor Mine, Croinor Gold, Beacon property and mill, McKenzie Break, and Swanson properties. All of these assets are situated near Monarch's wholly-owned mill, which has a processing capacity of 750 tons per day. The company is dedicated to advancing its mining operations and maximizing the potential of its properties.

LFE Capital is a private equity investment firm based in Naples, Florida, founded in 2001. The firm specializes in providing growth and expansion capital to high-growth companies primarily in the consumer-oriented health and wellness sectors, as well as commercial services and consumer durables. LFE Capital places a strong emphasis on investing in businesses owned or led by women and those that cater to female markets. The firm targets companies with revenues ranging from $3 million to $50 million, offering both equity and debt financing through minority and control positions. LFE actively collaborates with management teams to develop and implement growth strategies, focusing on key regions such as the Midwest, Southeast, and Rocky Mountain areas, while remaining open to opportunities in other parts of the continental United States.

Dash Solutions is a company that specializes in prepaid technology, offering innovative solutions for payroll, purchasing, rewards, and specialty payments. Founded in 1998 in Birmingham, Alabama, by veterans of the banking industry, Dash Solutions leverages extensive banking relationships and expertise in payment systems to create efficient payment programs for banks and businesses. Their platform is designed to streamline financial processes, allowing clients to save time, control costs, and mitigate risks through various payment options, including payroll cards, purchasing cards, and reward card programs. The company aims to shape the future of business payments by integrating advanced technology with traditional banking practices.

Vining Sparks is a privately-held institutional fixed income broker-dealer, specializing in depository institutions with assets between $250 million and $5 billion. The firm provides a range of trading capabilities and balance sheet strategies and execution to a client base that includes banks, credit unions, governments, mortgage companies, investment advisors, insurance companies, and other financial institutions. Vining Sparks also ranks as one of the world’s top 20 underwriters of newly issued agency debt.

Legend Power Systems Inc. is an electrical energy conservation company based in Vancouver, Canada, operating since 1987. The company focuses on providing energy management solutions for commercial and industrial buildings in Canada and the United States. Its primary product, the SmartGATE, is a patented device designed for dynamic power management, enabling businesses to address grid volatility and reduce energy consumption. The modular design of SmartGATE enhances the longevity and efficiency of building systems, helping to lower operational costs and increase market value. Legend Power Systems primarily generates revenue from its operations in Canada, with additional sales and installations taking place in the United States.

Evofem Biosciences is a biopharmaceutical company focused on women's sexual and reproductive health. The company has developed Phexxi, a hormone-free vaginal gel that is the first of its kind approved in the United States for the prevention of pregnancy. Additionally, Evofem is working on EVO100, a vaginal pH regulator designed to prevent the transmission of Chlamydia trachomatis and Neisseria gonorrhoeae infections in women. Headquartered in San Diego, California, Evofem aims to address unmet needs in the field of women’s health through innovative products.

North Atlantic Capital is a private equity and venture capital firm based in Portland, Maine, founded in 1986. The firm specializes in providing growth capital to innovative technology companies, focusing on sectors such as software as a service, information technology, telecommunications, medical devices, and business-to-business services. It primarily targets later-stage companies with revenues between $3 million and $50 million and typically invests between $1 million and $10 million, often taking a majority stake in its portfolio. North Atlantic Capital emphasizes a structured approach to investing, offering a combination of equity, convertible preferred stock, and subordinated debt, which allows for patient long-term capital and reduced shareholder dilution. The firm is particularly active in the East Coast region of the United States, targeting companies that demonstrate potential for expansion and innovation across various industries.

Voyager is a crypto-asset broker that provides retail and institutional investors with a turnkey solution to trade crypto assets. Voyager offers investors execution, data, wallet, and custody services through its institutional-grade open architecture platform. The Voyager app offers a way to invest in 100 cryptocurrencies, including Bitcoin, Ethereum, and a selection of altcoins in North America. The company was founded in 2017 and is based in Jersey City, New Jersey.

Neo Lithium Corp. is a company focused on the exploration and development of lithium resources, particularly through its key asset, the Tres Quebradas project, which is situated in the southern part of the lithium triangle in the Puna Plateau of northern Argentina. Established in 2016 and headquartered in Toronto, Canada, Neo Lithium is positioned to capitalize on the increasing demand for lithium driven by the growth of lithium batteries used in portable devices, electric vehicles, and large-scale energy storage solutions. The company aims to contribute to the global transition towards sustainable energy through its lithium exploration endeavors.

NeuPath Health Inc. is a Canadian company dedicated to chronic pain management and rehabilitation services. It offers comprehensive assessments and multi-modal treatment plans designed to help patients manage various types of pain, including acute and chronic pain, spinal injuries, myofascial pain, neuropathic pain, sports-related injuries, and concussions. NeuPath Health operates 12 clinics in Ontario under the Centres for Pain Management and InMedic Creative Medicine brands, where it emphasizes patient-centered care through collaboration among licensed healthcare providers. The company also provides workplace health services, aiming to optimize patients' quality of life and functional recovery. NeuPath Health is headquartered in Mississauga, Canada.

OrganiGram is a Canadian producer and distributor of medical and recreational cannabis, focused on delivering high-quality indoor-grown products to both patients and adult consumers. The company has established a diverse portfolio of recreational cannabis brands, including Edison, Big Bag o' Buds, SHRED, Monjour, Holy Mountain, and Trailblazer, as well as the artisanal craft brand Laurentian and Tremblant Cannabis. In addition to serving the domestic market, OrganiGram is also working to expand its international business partnerships to enhance its global presence.

ButterflyMX, Inc. specializes in developing a cloud-based video intercom system tailored for the real estate industry. Its innovative solution allows users to manage property access via smartphones, including opening doors, issuing virtual keys for visitors, and integrating with property management systems. By eliminating the need for traditional building wiring and in-unit hardware, ButterflyMX offers a cost-effective and efficient alternative for property developers and managers. The system enhances security and convenience for residents, enabling them to see visitors at the building's entrance and grant access remotely. ButterflyMX serves a diverse range of sectors, including multifamily housing, commercial offices, gated communities, student housing, and senior living facilities. Founded in 2012 and based in New York, the company has established itself as a leader in providing seamless property access solutions.

OceanaGold Corporation is a multinational gold and copper producer with over 24 years of sustainable operations in New Zealand, the Philippines, and El Salvador. The company’s flagship asset is the Didipio mine in the northern Philippines, which began commercial production in 2013 and is projected to operate until 2030. In New Zealand, OceanaGold manages the largest gold operation at the Macraes Goldfield, along with additional sites in Reefton and Waihi. The company emphasizes environmental stewardship and community engagement, actively collaborating with stakeholders to create opportunities and ensure a positive legacy that extends beyond the mining life cycle. OceanaGold’s portfolio includes four operating mines, showcasing its commitment to responsible resource development and operational efficiency.

Pasofino Gold Limited is a Canadian gold exploration company engaged in the acquisition, exploration, and development of mineral properties. The company holds a 50% option to acquire interest in the Roger gold-copper project, which spans approximately 987 hectares in Quebec's Abitibi Greenstone Belt. Additionally, Pasofino Gold owns a 49% interest in the Dugbe gold project, covering an area of 2,355 square kilometers in southern Liberia. Established in 2010 and headquartered in Vancouver, Canada, Pasofino Gold was previously known as Enforcer Gold Corp. and rebranded in October 2019.

Xebec provides gas purification and filtration solutions for the natural gas, field gas, biogas, helium, and hydrogen markets. Xebec designs, engineers, and manufactures innovative products that transform raw gases into marketable sources of clean energy.

Great Bear Resources is a Canadian precious metals exploration company based in Vancouver, British Columbia. Founded in 2001, the company is dedicated to advancing projects in prominent mining jurisdictions that possess unique geological attributes and infrastructural advantages. Great Bear Resources aims to efficiently progress these projects through resource definition and further development. The company also has a royalty-focused segment, holding a net smelter royalty on Kinross' wholly-owned Dixie Project in Northwestern Ontario, along with a portfolio of equity investments in other resource-oriented public companies.

Roscan Gold Corporation is a Canadian gold exploration company that focuses on acquiring, exploring, and developing gold properties in West Africa. The company holds five option agreements to obtain a 100% interest in six contiguous gold permits spanning 254 square kilometers in Mali. Additionally, Roscan is engaged in a joint venture for the Dormaa Property in Ghana, which allows it to earn a 50% interest in this gold exploration project. The company has strategically positioned itself in an area known for its producing gold mines and deposits, particularly around its Kandiole Project in West Mali. Roscan Gold Corporation is headquartered in Bedford, Canada.

PharmaCielo Ltd. is a global company specializing in the cultivation, processing, and supply of medicinal-grade cannabis oil extracts, including tetrahydrocannabinol (THC) and cannabidiol (CBD). Headquartered in Toronto, Canada, with its wholly-owned subsidiary located in Rionegro, Colombia, PharmaCielo operates in various markets, including Canada, Colombia, Italy, and Mexico. The company is committed to ethical and sustainable practices in the production of its cannabis extracts, which are supplied to pharmacies, medical clinics, and cosmetic companies. Additionally, PharmaCielo offers telemedicine software to enhance its services. The company generates a significant portion of its revenue from the sale of cannabis derivative products in Colombia, benefiting from the country's established regulatory framework for medical cannabis.

Orla Mining conducts advanced gold and silver open-pit and heap leach project. Orla is developing the Camino Rojo Oxide Gold Project located in Zacatecas State, Central Mexico. The project is 100% owned by Orla and covers over 200,000 hectares. Estimated Mineral Reserves as of June 24, 2019, are 44.0 million tonnes at a gold grade of 0.73 grams per tonne (“g/t”) and a silver grade of 14.2 g/t, for total mineral reserves of 1.03 million ounces of gold and 20.1 million ounces of silver. The company is headquartered in Vancouver, British Columbia.

Inovalis Real Estate Investment Trust is an unincorporated, open-ended real estate investment trust established pursuant to a declaration of trust under the laws of the Province of Ontario. The REIT has been created for the purpose of acquiring and owning office properties primarily located in France and Germany but also opportunistically in other European countries where assets meet the REIT's investment criteria. The REIT currently owns an interest in eleven office properties in France and Germany, comprising approximately 1,409,113 square feet of gross leasable area (taking into account the interests in the properties owned in joint ventures).

B&F Capital Markets provides banks with a fully operational, professionally staffed client interest rate risk management group.

George K. Baum & Company is a boutique investment banking firm. The firm provides financial advisory services; underwriting services for municipal bonds; taxable and non-taxable bond structuring and underwriting; cash flow preparation and analysis; homeownership program advice, implementation and management; single family pipeline hedging in the TBA market, taking all or sharing risk with the HFA; training HFA staff on using the TBA market and assisting in the implementation; municipal financial advisor services; private placements; and securitizing junior lien mortgages. Additionally,

Mooreland Partners is a global investment banking firm specializing in Mergers & Acquisitions advisory services in technology and emerging growth sectors including: Digital Marketing, E-commerce and Consumer Growth, Enterprise Software and Services, Financial Technology, Communications Infrastructure, and Electronics and Industrial Technology. With offices in Silicon Valley, New York, London, and Frankfurt, Mooreland Partners is an integrated global firm, 100% owned by its partners. We bring our clients unparalleled access to strategic buyers and investors around the globe. Our teamwork, collective industry knowledge and transaction experience make the difference for our clients.

MainFirst Bank AG is an financial services firm specializing in equity brokerage, equity capital markets and asset management.

Business Bancshares provides private and business banking products and services. Its personal banking products and services include checking accounts, savings accounts, certificate of deposit (CD) and individual retirement accounts, CDARS/ICS, Visa debit and credit cards, rewards, special services, and cash reserves; and residential mortgages and home equity line of credit. The company’s business banking products and services include business checking accounts, money market accounts, sweep accounts, savings accounts, CD, CDARS, and cash management; and commercial real estate loans, commercial and industrial loans, and small business administration loans.

Ziegler Wealth Management has 57 private client advisors in 12 branches across five states that manage approximately $4.8 billion in client assets.

City Securities is the oldest and largest independent, full-service investment firm based in Indiana—and one of the oldest in the Midwest. Lots of people know us as Indiana’s municipal bond experts because we’ve helped finance more projects for Indiana schools and communities than any other firm in history. We have, quite literally, helped build the state of Indiana.

ISM Capital is a provider of brokerage services focused on debt capital markets. The company specializes in assisting emerging markets and companies in accessing international capital markets. ISM Capital offers a range of services, including structured equity-linked financial solutions, trading systems, and equity-linked product pricing. Additionally, it provides technical evaluations, market research, as well as settlement and clearing services for both issuers and investors. Through these offerings, ISM Capital aims to facilitate effective capital market transactions and support the financial needs of its clients.

Eaton Partners, LLC is a fund advisory and placement firm that specializes in raising institutional capital for investment managers across various alternative strategies, including private equity, real assets, real estate, and hedge funds. Founded in 1983 by Charles Eaton and headquartered in Rowayton, Connecticut, the firm serves a diverse clientele that includes notable investment entities. Eaton Partners assists clients by analyzing their investment strategies, portfolio management, and risk capabilities, and then providing tailored solutions to meet their capital-raising needs. In January 2016, the firm became a wholly-owned subsidiary of Stifel Financial Corporation, enhancing its position in the financial services industry.

Ixia provides the industry's most comprehensive converged IP network validation and network visibility solutions. Equipment manufacturers, service providers, enterprises, and government agencies use Ixia's solutions to design, verify, and monitor a broad range of wired, Wi-Fi, and 3G/LTE equipment and networks. Ixia's test solutions emulate realistic media-rich traffic and network conditions so that customers can optimize and validate the design, performance, and security of their pre-deployment networks. Ixia's intelligent network visibility platforms provide clarity into physical and virtual production networks for improved performance, security, resiliency, and application delivery of cloud, data center, and service provider networks.

Sterne Agee, LLC is a full-service investment banking and brokerage firm based in Birmingham, Alabama. Founded in 1901, the company specializes in various financial services, including securities brokerage, principal and agency transactions, and investment banking and advisory services. Its Investment Banking Division offers advisory and capital raising solutions across a diverse range of industries, with a notable focus on Financial Technology. In addition to investment banking, Sterne Agee provides wealth management services that encompass asset management and customized portfolios for individuals and families. In June 2015, Sterne Agee became a subsidiary of Stifel Financial Corp., reflecting its integration into a larger financial services network while maintaining its commitment to serving clients nationwide.

Merchant Capital is a provider of brokerage and investment banking services.

Legg Mason - Investment-Advisory and Trust is a provider of investment management and related services to company-sponsored mutual funds.

Oriel Securities Limited is a financial services firm that specializes in corporate finance and institutional stock brokerage. The company provides a range of services including mergers and acquisitions, equity offerings, corporate broking, and research. Additionally, Oriel Securities is involved in sales and trading, catering to the needs of institutional clients and facilitating investment opportunities. Through its comprehensive service offerings, Oriel Securities aims to support clients in navigating the complexities of financial markets and achieving their investment objectives.

E.J. De La Rosa & Co is an investment banking firm that specializes in providing a range of financial services. The company offers brokerage services along with advisory support for pre-sales, post-sales, and capital raising initiatives. By focusing on these key areas, E.J. De La Rosa & Co aims to assist clients in navigating complex financial transactions and achieving their investment goals.

Acacia Federal Savings Bank is a thrift institution based in the Washington, D.C. metropolitan area, offering a range of banking services to its customers. The bank specializes in retail mortgage lending, construction lending, and commercial and commercial real estate lending. In addition to these lending services, Acacia Federal Savings Bank also focuses on deposit gathering and consumer lending, catering to the financial needs of individuals and businesses in the region.

Ziegler Lotsoff Capital Management provides its services to non-profit organizations, including non-profit foundation, endowment.

Keefe, Bruyette & Woods (KBW) is an established investment bank headquartered in New York City, founded in 1962. The firm specializes in providing a range of financial services, including strategic advisory for mergers and acquisitions, capital markets, and debt financing. KBW serves clients primarily in the banking, insurance, and specialty finance sectors, offering expertise in areas such as equity sales, trading, and structured finance. The firm is recognized for its highly ranked Depositories Investment Banking Department, which provides strategic advice and capital solutions tailored to the needs of financial institutions. Additionally, KBW assists with public and private placements of equity and debt, helping clients navigate complex transactions and optimize their financial strategies.

Miller Buckfire is an internationally recognized investment bank focused on helping clients address complex transformational issues.

Stone & Youngberg LLC, an investment banking company, provides underwriting and investment advisory services.

Thomas Weisel Partners LLC is a full service investment bank focused on the growth sectors of the global economy primarily in the Technology, Internet, Media, Telecommunications, Healthcare, Consumer, Energy, Financial Services and Minerals & Mining industries.

Missouri Valley Partners is a SEC-registered investment advisor serving the needs of institutional and individual clients.

Butler Wick & Company is a provider of financial planning and brokerage services to its clients.

Miller Johnson Steichen Kinnard is an institutional and securities brokerage firm.

Stifel Financial is a full-service financial services firm based in Saint Louis, Missouri, established in 1890. The company provides a wide range of services, including brokerage, trading, investment banking, and investment advisory, catering to individual investors, professional money managers, businesses, and municipalities. Stifel specializes in comprehensive financial management, offering solutions that encompass wealth, estate, retirement, and higher education planning, as well as insurance strategies. The firm aims to assist clients in developing cohesive financial strategies tailored to their unique needs, addressing both short- and long-term objectives. Additionally, Stifel Bank complements these services by offering banking and lending solutions for individuals and businesses. With a focus on various sectors, including healthcare, education, defense, and commercial products, Stifel Financial strives to be a leading financial partner for its diverse clientele.

Ryan, Beck & Co., Inc., is a boutique investment banking and brokerage firm that provides financial services to individuals, institutions, and corporate clients.

Stereotaxis, Inc. designs, manufactures, and markets robotic magnetic navigation systems aimed at enhancing the treatment of arrhythmias and coronary artery disease in interventional surgical suites. The company's flagship products include the Genesis RMN and Niobe systems, which assist physicians in performing complex procedures by enabling precise, image-guided catheter navigation within the cardiovascular system. Additionally, Stereotaxis offers the Vdrive system, which provides stability and navigation for diagnostic and therapeutic devices, as well as the Odyssey solution for real-time information management in interventional labs. The company also supplies a range of disposable components and accessories, such as automated catheter advancement devices and various steerable tip catheters. Stereotaxis markets its products through direct sales, distributors, and sales agents. Established in 1990 and headquartered in St. Louis, Missouri, Stereotaxis has developed over 100 patents related to robotic cardiology technologies and maintains a strategic collaboration with Osypka AG to advance its product offerings.

Hanifen, Imhoff Inc. provides investment banking and securities brokerage services.

Bacon, Whipple & Co. is a provider of brokerage and investment banking services.