AllianceBernstein

AllianceBernstein, established in 1971, is a prominent global investment management firm headquartered in New York City. It specializes in providing investment management services to a diverse range of clients, including institutional investors, pension funds, and high net worth individuals. The firm manages a substantial portfolio, with approximately $777 billion in assets under management as of July 2024, primarily invested in fixed-income and equity strategies. AllianceBernstein offers a broad spectrum of investment products, including mutual funds, hedge funds, and separately managed accounts. It is known for its comprehensive research capabilities and employs both fundamental and quantitative analysis to create and manage client portfolios. The firm operates globally, with offices in key financial hubs such as London, Hong Kong, and Los Angeles, in addition to its New York headquarters. AllianceBernstein is a subsidiary of Equitable Holdings, Inc.

Alex Barry

Managing Director

David Dossetter

Senior Managing Director

Marshall Greenbaum

Senior Vice President

Peter S. Kraus

Chairman of the Board and CEO - USA

Richard Lane

Managing Director

Lewis Leavitt

Director

Past deals in Investment Banking

Autonomous Research

Acquisition in 2018
Autonomous Research LLP is an independent equity and credit research firm specializing in the financial services industry. Established in 2009, the firm is headquartered in London, with additional offices in New York and Hong Kong. It provides comprehensive research and analysis on a wide range of sectors, including banks, insurers, diversified financials, and fintech companies. Autonomous Research is recognized for its in-depth and unbiased investment insights, covering key themes that affect stocks and markets. The firm has also launched a Fintech practice, known as Autonomous NEXT, to investigate the influence of technology on the future of finance. Through its rigorous analysis and distribution model, Autonomous Research serves as a critical resource for investors seeking to navigate the complexities of the financial landscape in Europe, the US, and China.

NextCapital

Series B in 2015
NextCapital, established in 1996, is a Chicago-based fintech company that partners with institutions to provide personalized financial planning and managed accounts to individual investors across various account types. Their digital advice platform, NextCapital, offers integrated services including account aggregation, analytics, planning, and portfolio management. This platform allows partners to customize advice methodology and fiduciary roles, serving a wide range of investors from beginners to high net worth individuals.

SunAmerica Ventures

Acquisition in 2010
SunAmerica Ventures is a Los Angeles-based investment firm that focuses on building technology companies through strategic partnerships with skilled entrepreneurs. Established in 1994 as a private equity and venture capital arm of AIG Retirement Services, the firm has an $850 million venture capital fund that allows it to invest between $3 million and $5 million in various stages of business development, including early, mid, and late-stage investments, as well as buyouts. SunAmerica Ventures specializes in the communications infrastructure and software sectors, offering entrepreneurs access to a seasoned venture capital team and the extensive resources of a global financial services firm. The firm leverages a wide network of relationships from its participation in over 30 venture capital and private equity funds, providing portfolio companies with valuable market intelligence and partnering opportunities essential for growth in a fast-paced business environment.
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